Head of Compliance
- Hamlyn Williams
- Noord-Holland
- Management & Consultancy
- 3 weken geleden
Are you an experienced compliance professional with in-depth knowledge of regulations and protocols, eager to lead the compliance efforts of a leading bank in Amsterdam? Our client are currently seeking a skilled individual to join their team as Head of Compliance.
The bank is a prominent financial institution renowned for its dedication to regulatory compliance, innovation, and client-centric approach. Situated in the bustling city of Amsterdam, we are committed to upholding the highest standards of integrity and transparency in all our operations.
Role Overview: As the Head of Compliance, you will be tasked with spearheading the bank's compliance initiatives, particularly focusing on MiFID II regulations and AML/KYC protocols. Your role will involve designing and implementing robust compliance frameworks to ensure adherence to regulatory requirements and mitigate compliance risks effectively.
Key Responsibilities:
- Develop and implement comprehensive compliance programs aligned with MiFID II regulations and AML/KYC protocols, ensuring compliance across all business units.
- Conduct regular assessments and audits to identify and address compliance gaps, providing recommendations for enhancements as needed.
- Serve as the primary point of contact for regulatory authorities, ensuring timely and accurate reporting and compliance with regulatory obligations.
- Collaborate with cross-functional teams to integrate compliance requirements into business processes and product development initiatives.
- Stay abreast of changes to MiFID II regulations, AML/KYC directives, and other relevant regulatory developments, providing guidance to senior management and stakeholders.
- Lead and mentor a team of compliance professionals, fostering a culture of excellence, collaboration, and continuous learning.
Qualifications:
- Bachelor's degree in Finance, Law, Business Administration, or a related field; advanced degree preferred.
- Minimum of 8 years of experience in compliance within the banking or financial services industry, with a strong focus on MiFID II regulations and AML/KYC protocols.
- In-depth understanding of regulatory requirements, including transaction reporting, best execution, and investor protection provisions.
- Proven track record of designing and implementing AML/KYC programs, with a thorough understanding of customer due diligence (CDD) and enhanced due diligence (EDD) requirements.
- Excellent communication and interpersonal skills, with the ability to effectively liaise with regulatory authorities, senior management, and cross-functional teams.
- Strong leadership capabilities, with experience in leading and motivating teams to achieve compliance objectives.
If you are looking for a role within a business that will excel your career please apply here or email Steffan Kelly at s.kelly@hamlynwilliams.com
Functie
Functie
Ander
General Counsel / Associate Director Legal & Compliance
#J-18808-LjbffrAnderen bekeken ook
Vacature Manager Accounting & Reporting
- Staan
- Boxtel
- 0 minuten geleden
Auditor
- X-EQUO Werving & Selectie & Detachering B.V.
- Utrecht
- 0 minuten geleden
Contractor - Retail Assessor (Netherlands)
- LRQA Nederland B.V.
- Rotterdam
- 3 weken geleden
Financieel administrateur (84625001)
- Olympia
- ZOETERWOUDE
- 3 weken geleden
Financieel Administratief Medewerker
- Finance en boekhouding
- CAPELLE AAN DEN IJSSEL
- 4 maanden geleden
Financieel Administratief Medewerker
- Finance en boekhouding
- CAPELLE AAN DEN IJSSEL
- 5 maanden geleden